Tag: DOL Regulations

Season 1, Episode 6 | DOL Regulations and Their Impacts on the Industry

Released February 28, 2018

This episode of the Pipecast features John Hyde, the President and CEO of CapitalRock, discussing the impacts of regulation on the financial services industry and the software that professionals use to sell and distribute products. It’s an especially pertinent discussion, looking at the uncertainties of pending rulings and how consumers and advisors must navigate the ever-changing landscape.