Key Benefits
Provides a comprehensive experience for the advisor and client
Allows you to start opening accounts within a few months
Migrates your business to a paperless environment
Key Features
Multiple Product, Custodian & Clearing Firm Support
Brokerage, Advisory, Annuity, Alternative Investments, and Direct Mutual Funds, Multiple Custodians, Clearing Firms and Self-Clearing Platforms
Account Funding Instructions
Set up standing banking instructions and fund the account(s) with ACH money movement or Security Transfers as part of the integrated process
Enforcement of Regulatory Compliance
CARES ACT, Patriot Act, Reg BI, KYC, as well as firm policies and procedures
